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SOX Compliance

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SOX Compliance

Forensic Audit Expert Service

The Sarbanes-Oxley Act (SOX) sets strict requirements for financial reporting and internal controls to protect investors and improve corporate governance. At Shamiequibooks, we help CPA firms and businesses ensure full SOX compliance with thorough audits, risk assessments, and process improvements.

Why SOX Compliance Matters

  • Prevent fraud and financial misstatements

  • Strengthen internal controls

  • Meet regulatory requirements

  • Increase investor confidence

  • Avoid costly penalties and legal risks

Our SOX Compliance Services

Risk Assessment & Gap Analysis

Identify control weaknesses and compliance gaps.

Internal Control Documentation

Develop and maintain comprehensive process and control documentation.

Testing & Monitoring

Conduct regular testing of controls to ensure effectiveness.

Remediation & Advisory

Provide solutions for control deficiencies and continuous improvement.

Training & Support

Educate your team on SOX requirements and best practices.

How Shamiequibooks Supports You

  • Experienced auditors familiar with SOX requirements

  • Customized compliance strategies tailored to your business

  • Use of advanced audit and reporting tools

  • Ongoing support to maintain compliance year-round

Benefits of Outsourcing SOX Compliance

  • Access expert knowledge without expanding staff

  • Reduce risk of non-compliance and penalties

  • Save time with efficient, accurate processes

  • Focus on core business while we handle compliance

FAQs – Back-Office Operations

Who needs to comply with SOX?

Public companies in the U.S. and their subsidiaries, including CPA firms supporting them.

How often is SOX compliance assessed?

 Typically annually, but ongoing monitoring is essential.

Can you help with SOX compliance audits?

Yes, we provide end-to-end SOX audit support.

What if we have control deficiencies?

We offer remediation plans and support to fix issues quickly.

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